H3 Consultancy provides specialist compliance support services for mortgage and insurance brokers, loan brokers, and debt management firms within the UK. Our service is fully flexible to meet your requirements and budget, from one-off audits or ad-hoc work to regular support.


We cover all aspects of the compliance process offering hands on compliance support to ensure that your regulatory responsibilities are fulfilled, allowing you to focus on your clients and run your business. Our compliance consultants are fully qualified, have extensive financial services and compliance experience and a thorough understanding and knowledge of FCA regulation.


Take a look through our website to find out more about who we are and how we can help your firm.


Our list of Services includes:

    • Obtaining FCA Authorisation
    • Mortgage Compliance
    • Skilled Persons Report
    • Past Business Reviews
    • Treating Customers Fairly
    • Compliance Outsourcing
    • Compliance visits and audits
  • Due Diligence checks
  • Compliance Training
  • Compliance manuals and documents
  • Competency sign off
  • File Checking
  • Debt Management Compliance
  • Consumer Credit authorisation

Please visit our Services page for a comprehensive list of the compliance services that we offer.

Tel: 01905 888540

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H3 Consultancy Ltd © 2008 - 2017