Skilled Persons Reports & Past Business Reviews When the FCA require an independent assessment of a regulated firm, they may invoke their powers under Section 166 of the Financial Services and Markets Act (FSMA 2000) to require the firm to appoint a Skilled Person to carry out the review and provide a written report to the FCA. We can provide such a report and have acted for a number of firms in this capacity. Past Business Reviews may be required by the FCA when a firm, or individual adviser, has potentially placed clients at risk, usually over a prolonged period. Often the FCA will require appropriate recompense to be offered to consumers who may have received inappropriate advice and / or have been placed in a worse financial position that they may otherwise have been We will work with you, within the remit required by the FCA, to ascertain if:
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