Viewing News

The news below might not look the same when included in your website because of the Fusion News skin that is in use.

FCA To Review Mortgage Brokers In 2025 posted by H3 on 2025-02-04 12:13:03 GMT
How to Complete a Consumer Duty Board Report posted by H3 on 2024-07-24 12:45:37 BST
New Consumer Duty Summary posted by H3 on 2022-07-15 11:23:01 BST
FCA Regulation Round-Up posted by Admin on 2021-09-17 16:45:50 BST
COVID-19 - Are all customers now vulnerable? posted by H3 on 2020-06-01 13:52:58 BST
Data Protection-Working From Home posted by H3 on 2020-05-22 09:51:24 BST
SM&CR - What do you need to do? posted by H3 on 2019-11-01 15:01:21 GMT
Top Compliance Errors on Mortgage Files posted by H3 on 2019-07-02 15:18:30 BST
Senior Managers and Certification Regime - Broker Summary posted by H3 on 2019-03-01 15:06:20 GMT
Insurance Distribution Key Requirements for Brokers posted by H3 on 2018-09-21 11:10:20 BST


            Return to main news

FCA BRAW update

Posted by H3 on 2014-02-26 13:30:44 GMT

The FCA have announced the next regions to be assessed under their business risk workshops (BRAW), the following areas are to be assessed:

Cardiff, Llandrindod, Llanduno, Newport, Swansea, Shrewsbury, Gloucester, Hereford, Chester and Crewe.

 

If your firm is in any of the following postcode areas you should get an invite within the next few days. The workshops will be held towards the end of March and into April.  Following the workshop you will then receive a regulatory review,  recently we have seen more firms receive an online follow up questionnaire rather than face to face or telephone, but this may not be the case for your firm. 

More information regarding the BRAW process can be found here just use the dropdown on the document view page.  Or if you need any more information or support please get in touch.